Who are our clients?
Our clients are successful individuals who may lack the time, interest, or expertise to manage their investments. They entrust us with their portfolios to ensure their financial goals stay on track.
Most near-retirees and retirees cannot afford to take risks with their financial security. They choose Pacific Park Financial for our proven approach to minimizing losses. With our expertise and disciplined strategies, we help grow and safeguard the wealth they’ve built over their lifetimes.
What custodian(s) do we use?
We use Charles Schwab, which acquired TD Ameritrade.
What is our fee?
Details about our fee structure are available in our Firm Brochure, located on our Resources page.
Can I still trade or make investment decisions in the account(s) you manage?
No. To avoid risks like over-buying or over-selling, we cannot manage accounts where clients actively place trades.
However, you can establish a separately managed account, and we can offer ideas and general guidance as needed.
What is the legal arrangement for account management?
We manage accounts through a Limited Power of Attorney (LPOA). We do not custody, pool, or assume ownership of client assets.
Your investments are held in accounts solely in your name. The LPOA authorizes us to execute trades on your behalf and deduct our quarterly management fee.
Does Pacific Park Financial charge fees for terminating the management agreement?
No. We do not impose mandatory contract periods or early termination fees.
