Disclosures

Primary

This site is only intended for clients and interested investors residing in states and countries in which Pacific Park Financial, Inc. is qualified to conduct investment advisory services.

Pacific Park Financial, Inc.is an SEC registered investment advisor located in Ladera Ranch, California. Pacific Park Financial, Inc. will only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, Pacific Park Financial, Inc.’s web site is limited to the dissemination of general information pertaining to its investment advisory services.

Please contact Pacific Park Financial, Inc.at 949-600-6294 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, Pacific Park Financial, Inc.does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a Pacific Park Financial, Inc.representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.

Business Continuity Plan Disclosure

We created and implemented a business continuity plan. The purpose of this plan is to allow us to maintain critical business operations and recover from a significant business disruption.

Our plan is executed by way of the following:

  • A Business Continuity Plan written, implanted and tested by the principals of our firm.
  • An effective process for notifying our clients, vendors, employees and strategic partners about our plan and its implementation.
  • Using redundant systems, processing and storage.
  • Implementation of a notification plan to ensure that our employees receive emergency notifications from a variety of sources. This notification may be by way of telephone contact, in-office announcements and/or the internet.

Our Business Continuity Plan is designed to be a comprehensive plan of action, covering a wide variety of possible scenarios. We cannot predict the future and therefore we cannot guarantee that, despite our best efforts, all systems will be available in the event of a truly catastrophic emergency. In the event of an emergency, our stated goals are:

  • To allow our customers continued access to the markets.
  • To protect private customer information.
  • A quick and full recovery.

If you have further questions regarding our business continuity plans, please contact Rob Charette at 949-600-6294.

Website Links Disclosure

At certain places on our website we offer direct access or ‘links’ to other internet websites.  These sites contain information that has been created, published, maintained or otherwise posted by institutions or organizations independent of Pacific Park Financial, Inc. Pacific Park Financial, Inc. does not endorse, approve, certify or control these websites and does not assume responsibility for the accuracy, completeness or timeliness of the information located there.  Visitors to these websites should not use or rely on the information contained therein until consulting with an independent finance professional.  Pacific Park Financial, Inc. does not necessarily endorse or recommend any commercial product or service described at these websites.